Quality Policy
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Quality Policy of the Statistics Agency
under the President of the Republic of Uzbekistan
- Introduction
The quality policy of the Statistics Agency under the President of the Republic of Uzbekistan (hereinafter referred to as Statistics Agency) is aimed at managing the work on ensuring the quality and assessment of official statistics in the system of Statistics Agency in accordance with the Law of the Republic of Uzbekistan “On Official Statistics”.
The main mission of the Statistics Agency is to implement state policy in the field of official statistics in order to maximally meet the needs of users for high-quality official statistics.
Realizing the importance and priority of increasing user confidence in official statistics, as well as the need for statistical activities to comply with international quality management systems, the Statistics Agency carries out its activities on the basis of the basic principles of official statistics and the National Basic Principles for Quality Assurance of Official Statistics (NQAF) of the United Nations.
- Principles of quality
The formation and dissemination of official statistical data by statistical bodies is carried out in full compliance with the following basic principles of official statistics:
- independence;
- clarity and transparency;
- accuracy and reliability;
- impartiality and objectivity;
- statistical confidentiality;
- relevance.
Statistical bodies ensure compliance with the basic principles of official statistics and the unity of statistical methodologies that comply with international recommendations.
The Statistics Agency exercises its powers related to the production of official statistics, independently of all government bodies and organizations.
Any interference in the legitimate activities of statistical bodies, including in the processes of conducting statistical observations, preparing and publishing statistical data, is not permitted.
Professional independence when carrying out statistical activities is regulated by the Law of the Republic of Uzbekistan “On Official Statistics” and acts of the President of the Republic of Uzbekistan.
- Stages and processes of production
The production of official statistics includes the following stages, each of which consists of several implementation processes:
1) studying the needs for statistical data;
2) planning of production processes;
3) formation of production processes;
4) collection of primary data;
5) data processing;
6) data analysis;
7) dissemination of official statistics;
8) production cycle assessment.
The stages and processes of production of official statistics are carried out and maintained in full compliance with regulatory and methodological documents related to the field, relevant statistical procedures, through the systematic organization of monitoring and control work.
In order to ensure quality at each stage and process of production of official statistics, national models and procedures developed by the Statistics Agency based on internationally recommended quality models are introduced and implemented
In order to constantly improve the quality and reliability of official statistical data, measures are being taken to integrate the information bases of other departments and organizations with the information base of the Statistics Agency and to regularly expand the volume of data obtained from administrative or other sources.
- Responsibility and accountability
The Statistics Agency ensures the implementation of the Quality Policy, continuous improvement of the quality management system and the efficient use of available resources.
The duties and personal responsibility of the structural and territorial divisions of the Statistics Agency and the system employees for providing users with up-to-date, high-quality and reliable official statistical data are clearly defined in the regulations and job descriptions approved in the established manner.
The heads of the structural and territorial divisions of the Statistics Agency report quarterly to the management of the Statistics Agency on the fulfillment of the tasks assigned to them for the preparation and dissemination of official statistical data.
The results of the implemented measures for the preparation and dissemination of official statistical data are analyzed and discussed at meetings of the Board of the Statistics Agency at the end of each quarter, and appropriate measures are determined to eliminate the identified problems and prevent them in the future.
Users of official statistics are informed about the sources and methods of production of statistics and about the quality of official statistics through metadata.
- Training and increasing the competence of personnel
The management of the Statistics Agency strives to ensure that all employees of the system:
have the appropriate level of professional knowledge and experience, and also constantly improve their professional competence and personal qualities;
are deeply aware of the importance of meeting the current and potential needs of users of official statistics, as well as meeting the requirements of legislative and regulatory acts.
Ensuring continuous improvement of professional competence of personnel in the field of official statistics is carried out according to the following forms and methods:
- retraining;
- direct professional development;
- training in a specialized educational institution;
- training in a basic educational institution;
- training in an educational institution using the "ustoz-shogird" method;
- gaining experience in production (internship);
- gaining work experience in a research institution;
- gaining experience abroad;
- independent education.
Also, in order to further deepen the theoretical and practical knowledge of the employees of the Statistics Agency system, scientific and practical conferences, presentations, seminars, round tables and remote webinars will be organized under a special program.
In order to improve the quality and reliability of official statistics, exchange experience and study advanced foreign experience in this area, the Statistics Agency will cooperate with international organizations and statistical agencies of foreign countries, ensure the improvement of the experience of system employees through participation in international events, seminars and training courses.
- Monitoring and evaluation
The quality of official statistics is constantly monitored and assessed based on national models and procedures developed by the Statistics Agency.
Work on quality management and assessment in the field of official statistics is carried out in accordance with the requirements of the National Quality Management Guidelines approved by the Statistics Agency.
With the involvement of international and national experts, an assessment of the activities of the Agency's system of statistics will be organized at the global level and by sector.
In order to examine the quality and reliability of official statistics produced and published within the national statistical system, the statistical methodologies of other producers of official statistics are audited for compliance with international recommendations.
- Management of risks
While respecting the legal rights of respondents, the Statistics Agency:
ensures the confidentiality of the primary statistical data received;
reduces the burden on respondents by improving statistical tools, integration processes and expanding the use of administrative source data;
uses the obtained primary statistical data exclusively for the production of official statistics.
In order to identify risks that may arise as part of ensuring the quality of official statistics, the study, analysis and assessment of dangerous and harmful factors in this area are carried out.
In order to minimize and manage risks:
- necessary measures are being developed and implemented;
- monitoring and control over their implementation is organized;
- effectiveness of the measures implemented is being assessed.
- User Feedback and Process Improvement
Official statistics are published in full compliance with the fundamental principles of official statistics, as well as by ensuring the confidentiality of individual statistical data and providing equal access to all.
In order to further improve the content and quality of statistical data, regular consultations are held with users of official statistics on the quality of official statistics and their feedback is sought.
Consultations with users of official statistics are carried out through:
studying and analyzing requests, proposals and opinions received directly, through websites and social networks;
conducting observations and surveys among users;
проведения общественного обсуждения проектов нормативно-правовых документов, касающихся взаимоотношений с пользователями.
conducting public discussions of draft regulatory documents concerning relationships with users.
In order to implement priority areas for the development of official statistics and meet the needs of users, the Statistics Agency will constantly improve the quality of official statistical data and statistical processes.
This is achieved by:
- continuous studying of user needs for official statistics;
- wide application of modern digital technologies in production stages and processes;
- implementation and improvement of statistical methodology based on advanced foreign experience and forms of statistical observations corresponding to international recommendations.
Quality Policy of the Statistics Agency (Download)
The GSIM model
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Documents of the Statistics Agency adopted as part of the implementation of the GSIM model
The GSBPM model
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The structure of the national GSBPM model translation
Statistics Agency under the President of the Republic of Uzbekistan
NATIONAL MODEL for the production of statistical data
Quality Management
I.
Specifying of statistical data needs
The stage of studying the needs for statistical data includes all the work related to a clear definition of the need for their revision, the needs of users for existing, new and (or) additional statistical data.
The purpose of this stage is to consider the needs of users in official statistical data, domestic and foreign recommendations, as well as the requirements of regulatory documents, make a decision to cancel irrelevant statistical observations, organize new observations and (or) improve existing observations, develop methodological documents for the formation of statistical data, publication and dissemination of official statistics in new formats.
This stage consists of six processes.
*) An example of the procedure for studying user needs (you can read about the development of statistical data below)
II.
Planning of production processes
The planning stage of production processes includes the planning of processes related to the production of official statistical data (collection, processing, generalization, analysis of primary data, formation and dissemination of final data).
Also, the planning of processes related to the revision and improvement of the forms of statistical observations and explanations for their completion, methodological documents on the organization and conduct of statistical observations, methodological guidelines for the calculation and formation of statistical indicators, development and updating of classifiers and reference books is carried out.
This step refines all metadata ready for future use in the production of statistics, as well as quality assurance procedures.The purpose of the stage is the development and approval of planning and organizational and methodological documents necessary for organizing the processes of production of official statistical data and their functioning. This stage consists of six processes.
III.
Formation of production processes
The stage of formation of production processes includes activities for the formation and testing of existing and adopted decisions on the organization of production in order to ensure their readiness for use in a production environment.
The results of the second stage “Planning of production processes” allow you to select mechanisms, processes, systems, information and services that are reusable in production, and all of them are assembled and completed at this stage in order to create a complete working environment for the implementation of the stage “Formation of production processes”.
At this stage, new systems, processes and services are created to eliminate identified deficiencies in existing systems and processes, fill gaps and reuse them in the future.
The purpose of the stage is to ensure the readiness of the system for the production of official statistical data for the collection of primary data, processing and analysis of data, and dissemination of official statistical data.This stage consists of seven processes.
IV.
Primary data collection
At the stage of collecting primary data, all the necessary information (data, metadata, etc.) is collected using various methods (request, collection, extraction from relevant sources, etc.), as well as their input into the appropriate software for processing.
This stage includes a sequence of actions when performing work on organizing and conducting the collection of primary data from respondents, obtaining administrative data from administrative data providers, as well as the formation of a primary data set and microdata base.
A prerequisite for the full implementation of this stage is the readiness of information systems, special software, and other necessary software products and systems for data collection. The purpose of the stage is to ensure the collection of primary data, administrative data in accordance with the annual statistical program. This stage consists of four processes.
V.
Data processing
At the stage of data processing, primary data is processed and prepared for analysis.
This stage involves the integration, classification, verification, cleaning of errors of the original primary data and the formation on their basis of the necessary aggregated and other data for the purpose of their analysis and dissemination as official statistics. For regularly produced statistical materials, this step is repeated every time. The stages “Data processing” and “Data analysis” can be iterative (multiple repetitions) or parallel. In particular, the analysis phase provides a better understanding of the data, which may lead to the need to reprocess it.
The purpose of the stage is the formation of aggregated data on statistical indicators for the purpose of further analysis.This stage consists of eight processes.
VI.
Data analysis
The data analysis phase involves the production of statistics, their detailed verification and preparation for dissemination as official statistics.
The scope of this stage is the analysis of statistical data generated at the “Data Processing” stage, the identification of trends in the processes of socio-economic development, as well as the preparation of information and analytical materials that meet predetermined goals for presentation and distribution to users.
In particular, this stage also includes activities that allow statistical analysts to gain a clear understanding and understanding of the data and statistical products produced.The Data Analysis phase and its processes are generally applicable to all statistical outputs, regardless of the sources from which the data was obtained.
The purpose of the stage is the practical application of the methods and rules of statistical analysis to prepare for the presentation and dissemination of official statistics.This stage consists of five processes.
VII.
Dissemination of official statistics
At the stage of dissemination of official statistics, the dissemination of official statistics to users is carried out.The main principle of this stage is to fully satisfy the needs of users by providing free access to statistical data for a wide range of users.
This stage includes work related to the compilation, design, uploading to databases and information systems, publication in printed form, advertising, publication and distribution through various means (official websites, mass media) of official statistical data to be distributed among users.
This stage ensures equal access for all users to the statistical data published by the Producers of Official Statistics.
The purpose of the stage is to provide all categories of users with high-quality official statistical data.This stage consists of five processes.
VIII.
Evaluation of the production cycle
The evaluation phase of the production cycle evaluates specific components of the production process for official statistics.
This stage can be carried out at the end of a single process in the framework of the National Model, but it can also be carried out on an ongoing basis during the implementation of all processes. This stage is organized on the basis of data collected at various stages and processes of the production cycle, as well as monitoring results.The current phase also includes an assessment of the success of each specific phenomenon of the statistical production process, paying attention to quantitative and qualitative characteristics, in order to identify and determine improvements to be implemented in the future.
The evaluation phase should be carried out in each successive production period of statistical materials produced on a regular basis (weekly, monthly, quarterly, etc.).
However, in some cases, especially in regular and well-established production processes, the evaluation stage may not be formally carried out in each successive period of production. In such cases, this step can be viewed as allowing a decision to be made that the next iterative production cycle should start with the Statistical Needs Study or other subsequent steps.
The purpose of the stage is to obtain objective and reliable information about the quality of official statistics, the level of satisfaction and trust of users in official statistics, the burden on respondents, the satisfaction of employees of producers of official statistics with the stages and processes of production.This stage consists of three processes.
1.1.
Determination of user needs for statistical data
This process involves studying the current and future needs of users of official statistics of all categories (including foreign users) in statistical data, as well as determining when, in what form and for what purposes they are needed.
Needs are also identified by studying the practice of statistical departments of foreign countries, national and international organizations involved in the production of similar statistics, as well as the methods and rules they use.
2.1.
Planning output statistics
As part of the process, producers of official statistics are planning activities for the development and (or) preparation of statistical data (including statistical publications) that will be published in the future, as well as systems and tools used at the stage of their dissemination. This includes planning work on the development and (or) improvement of samples of tables, graphs, charts and statistical publications for further publication, layouts and samples of statistical materials posted on websites, information systems and special software for publishing and publishing statistical materials, training seminars, guidelines for the design of website pages and filling in statistical publications.
Sources used in the process of planning published statistical publications and other data include metadata obtained from the previous collection of statistical data.
3.1.
Formation of primary data collection mechanisms
As part of this process, work is underway to create new or improve existing data collection mechanisms used at the “Primary Data Collection” stage. Mechanisms for data collection will be formed or improved in accordance with the plans developed during the “Planning of production processes” stage.
Data collection can be organized using one or more methods (personal or telephone surveys, paper, electronic or online observation forms or questionnaires). This process also includes preparing the content and structure of the relevant tools (observation forms and questionnaires), testing how they work in practice, such as testing questions in a statistical report or observation form.
4.1.
Formation of the general population and sampling
As part of this process, the design of the frame and sample is carried out to organize and conduct data collection processes, as provided in the “Planning the frame and sample” process.
This process involves coordinating survey process samples in one direction (to detect identical similarities or substitution of units) or sampling between survey processes in different directions using a common frame and single register data (to identify identical similarities or optimize response burden). As part of this process, quality assurance work is carried out, as well as the approval of the general population and sample. Indicators from administrative and other sources can be used as an auxiliary indicator when designing the sample.
5.1.
Data integration
In the process of data integration, the results of the processes of the “Collecting primary data” stage are summarized, i.e. aggregation of the collected data. The aggregated data may come from various external and internal sources and are the result of various data collection methods. Electronic databases and summary tables of primary and (or) administrative data are used as data sources. The integration result is an interconnected set of data.
Data integration can be carried out not only at the “Data Processing” stage, but also at all stages and processes of statistical production. After the integration, depending on the requirements for their protection, the data can be depersonalized (identifiers such as name, address are removed) in order to ensure confidentiality.
6.1.
Preparation of preliminary statistical materials
During the preparation of preliminary statistical materials, the data obtained from the results of processes 5.7 “Calculation of aggregated data” and 5.8 “Completion of data generation” are converted into the form of preliminary statistical materials. This process involves the creation of additional indicators, such as indices, trends or seasonally adjusted time series, as well as the recording of qualitative characteristics, such as coefficients of variation.
In this process, work is carried out to review the results of the output tables prepared at the “Data Processing” stage, as well as the necessary information obtained from the database or the database of ready-made documents, to build diagrams, cartograms, graphs and new tables based on the generated data.
Also, when analyzing the quality of statistical data, statistical indicators are considered for reliability and accuracy (validity, absence of errors, calculation of coefficients of variation, etc.), integrity (completeness of coverage, compliance with statistical methodology), consistency, comparability (territory, range of objects covered, unit of measurement etc.), homogeneity (the presence or absence of cases of exclusion of data, a sharp change in them, omissions).
7.1.
Update of statistical production systems
As part of the process of upgrading statistical production systems, the systems (e g databases) that store statistical data and metadata ready for dissemination are upgraded.
Specifically, the system upgrade process includes:
formatting of data and metadata ready for input into systems (databases) of output data;
loading data and metadata into systems (databases) of output statistical data;
ensuring linkage (consistency) of statistical data with the corresponding metadata.
These measures should in most cases be carried out in earlier processes, but the process of updating statistical production systems will finally check that all necessary data and metadata are available and ready for dissemination.
8.1.
Collecting data to evaluate the production cycle
Work on the formation and collection of data for evaluation can be carried out as part of any other stage or process.
This process can be carried out in various forms, including the generation and collection of user comments and suggestions, process metadata, system metrics, and employee suggestions.
Also, inputs to the evaluation process can be reports on the progress of the work defined in the agreed action plan for the next period based on the results of the evaluation of the previous production period.
The data collection process for the evaluation of the production cycle includes data collection activities for:
evaluation of the quality of statistical data;
monitoring the burden on respondents;
assessing user satisfaction and trust in official statistics;
monitoring staff satisfaction with the stages and processes of production.
However, specific activities may be required to evaluate certain processes, including small observations (post-enumeration controls, follow-up interviews, research on the effectiveness of data dissemination).
1.2.
Consulting with users and confirming needs
As part of this process, Producers of Official Statistics consult with stakeholders in order to accurately define their needs for statistics, including the form and timing of their submission, as well as the purposes for their further use, taking into account previously identified needs and confirming their needs.
At the same time, it is necessary to achieve a deep understanding of the needs of users, i.e. determine not only what kind of statistical data are required, but also in what context, when, in what form and, most importantly, for what reasons their formation is necessary.
2.2.
Planning of indicator descriptions
In this process, work is planned to prepare the composition of collected and generated indicators in order to prepare official statistical data and their metadata, as well as statistical classifiers and reference books.
At the same time, due to the interdependence of the processes for determining the indicators necessary for collecting data and choosing the mechanisms for their collection, with the wide use of existing domestic and foreign experience, it is advisable to carry out this process in parallel with process 2.3 “Planning for the collection of primary data”.
3.2.
Formation or improvement of processing and analysis components
The process of forming or improving the components of processing and analysis involves work on the reuse of existing or the formation of new components identified at the stage “Planning production processes” and necessary for the stages “Data processing” and “Data analysis”.
In this process, work is carried out to create new information systems or special software, make changes and (or) additions to existing information systems or special software for data processing and analysis. The process ends after the completion of the development and testing of information systems or special software for data processing and analysis, the development of related technical and operational documentation.
4.2.
Organization of primary data collection
This process ensures the readiness of personnel, production mechanisms, systems and technologies to collect data and metadata in all planned modes, and includes the following activities:
preparing a data collection strategy;
training of data collection personnel;
ensuring that the necessary tools for data collection are available;
completing the systems necessary to request and receive data;
ensuring the protection of the collected data;
preparation of data collection tools;
notification of respondents, work with them;
translation of materials into the required languages.
For non-observation sources of data collection, this process ensures that the necessary confidentiality processes, systems and procedures are in place to obtain and extract the necessary information from these sources.
5.2.
Data classification and coding
As part of this process, classification and coding of primary data are carried out. When classifying data, statistical and other classifiers, nomenclatures and reference books used in practice in the field of official statistics are used.
The process of classification and coding of primary data can be carried out automatically (or manually) by assigning numerical codes to text answers (data) in accordance with a predefined statistical classification system.
Also, some questions in the observation forms or in the administrative data source may have variants of coded response categories. Some data may be encoded using an automated process (for example, machine-reading prepared responses) or using an interactive manual process.
6.2.
Validation of statistical materials
In the process of validating statistical materials, work is carried out to determine the compliance of data collection and generation activities with previously set quality requirements and expected results. In this process, all data is collected to obtain in-depth knowledge of the particular observed area of statistics, and this knowledge is used to identify any deviations from the expected results in specific conditions and to analyze the information.Validation work may include:
verification of compliance with the established requirements of the primary data coverage indicator and response rates;
comparison of statistical data with previous cycles (if applicable);
checking the availability of metadata for the prepared material and the compliance of this material with the requirements of metadata and quality indicators;
comparison of statistical data with other relevant (external and internal) data sources;
study of discrepancies and differences in statistical data;
documented evidence that the statistics produced for the observed industry are in line with the expected results.
7.2.
Preparation of official statistics for dissemination
As part of the process of preparing official statistics for dissemination, official statistics are produced in the forms planned earlier in process 2.1. “Planning statistical output”.
Official statistics produced to meet the needs of users can be presented in various forms. In particular, they may include printed publications, press releases, newsletters, tables, interactive graphics, cartograms, public open datasets, downloadable files, videos, information on official websites, etc.
The standard steps for producing data for dissemination are:
preparation of components of the statistical material (filling in the layout of the statistical publication, comments, tables, graphs, etc.);
bringing the components into the form of a finished product (combining all the data, generalizing in the form of a finished statistical publication);
review, approval, editing, checking for errors and compliance with the publication criteria of the final statistical material;
production of statistical material (publication, preparation for placement in dissemination media).
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8.2.
Conducting a production cycle assessment
The evaluation process is carried out by summarizing, processing and analyzing the data obtained. In this process, the data is compared to expected or target results (if any) and summarized in an assessment report or checklist.
The quality of statistical data is assessed on a five-point scale based on filling out a special questionnaire using a rating method that characterizes the degree of compliance of statistical observations and data in them with the main quality criteria.
Work on monitoring the burden on respondents is carried out by summarizing data on the time spent by respondents on filling out forms of statistical observations. Based on the data obtained, the reasons for the high labor intensity of filling out the forms of statistical observations are clarified.
In assessing the level of user satisfaction and trust in official statistics, the responses to surveys conducted among users are summarized and analyzed. Based on this, an index of user confidence in official statistics is calculated.
Monitoring of staff satisfaction with the stages and processes of production is carried out by conducting a survey among employees of state statistics bodies. Monitoring determines the level of staff satisfaction with the working environment, production stages and processes, the image of the organization, the moral and psychological climate in the team, prospects for career growth and training.
The final evaluation report should note any quality assurance issues, any deviations from expected results, and recommendations for appropriate changes to be made to each process or step based on these deficiencies.
1.3.
Establishment of goals for the formation of statistical data
As part of this process, following consultations with users, a preliminary list of statistical indicators containing the information required by them is developed. Also, these statistics and their qualitative characteristics will be agreed with users to ensure that they meet their needs.
When determining the goals for generating statistical data, consideration should be given to the confidentiality of primary data and the availability of resources for their generation.
2.3.
Planning primary data collection
In this process, methods and tools are specified that are exactly acceptable for collecting primary data. Work within this process is planned depending on the type of tools or data collection methods (electronic reports, electronic surveys, paper questionnaires, administrative databases, web scraping technologies, technologies for geospatial data, etc.).
This process includes planning methods and tools for data collection, questions and answers on observation forms, planning any formal agreements related to the provision of data, including memorandums of cooperation, and determining methods for collecting primary data.
3.3.
Formation or improvement of data dissemination components
Activities for the formation or improvement of data dissemination components are carried out in accordance with those planned in process 2.1. “Planning of output statistical data” works on the formation of new and (or) improvement of existing components and services for the dissemination of official statistical data.
This process includes the formation of new and (or) further strengthening of all existing components and services for the dissemination of official statistical data, in particular, starting from those used in the production of traditional paper publications, ending with those that provide the establishment of web services, the production of open data.
4.3.
Carrying out primary data collection
In this process, primary data is collected. Data collection is organized by obtaining primary data from respondents in paper or electronic form, conducting surveys of respondents by specialists conducting observation.
As part of this process, primary data are entered into information systems and special software, primary data are entered by specialists using mobile devices at the place of direct observation, and the submission of data by respondents is taken into account.
The collection of primary data includes the following steps:
collection of primary data in electronic and (or) paper form;
collection of primary data in other ways;
collecting administrative data from administrative data providers;
verification of completed and submitted forms of statistical observation;
keeping records of the submission of primary data by respondents.
This process may also include monitoring the data collection process and making any necessary changes to the data collection process.
5.3.
Error checking and data validation
The error checking and data validation process examines data to identify potential problems, errors and inconsistencies, including outliers or outliers, unanswered questions, and coding errors. Audits document that the established data production processes, including data collection and processing, can be carried out efficiently and effectively.
Error checking and data validation can be applied to data from any type of source (primary data, administrative data, etc.), including before or after their integration, as well as to imputed data in the "Data Editing and Imputation" process.
While this process is about identifying and correcting actual or potential errors, any corrections that make significant changes to the data are made as part of the Data Editing and Imputation process.
6.3.
Preparation of interpretations and explanations for statistical materials
In the process of preparing interpretations and explanations for statistical materials, their deep understanding is achieved and the basis for the correct interpretation of official statistics is created.
Interpretation, clarification and correct interpretation of statistical materials are provided through a comprehensive review of statistical data using various mechanisms and approaches, an assessment of how well they reflect pre-planned and expected results, as well as in-depth statistical analysis.
Advanced statistical analysis includes:
time series analysis;
analysis of compatibility and comparability of data;
analysis of cases of data revision (analysis of differences between the data of the initial assessment and the revised data);
analysis of asymmetries (differences with data from other countries) of data, etc.
7.3.
Managing the dissemination of official statistics
As part of managing the dissemination of official statistical data, all conditions are ensured for organizing the publication and dissemination of official statistical data, including compliance with the terms, forms and methods of their publication.
This process includes holding press conferences, briefings for specific user groups such as the media or relevant stakeholders, and the imposition of any prohibitions on the disclosure of official statistics before they are released.
Also in this process is the following:
delivery of official statistical data to users (in paper and electronic form) based on approved lists;
publication of open statistics on the websites of Producers of Official Statistics;
publication of statistical data in the media;
providing users with access to an open database available on the websites of producers of official statistics in the "on-line" mode;
provision of official statistical data in accordance with bilateral agreements and treaties, at the request of users;
creating opportunities for the use of confidential statistical data for research purposes;
exchange of statistical data at the international level.
8.3.
Defining a plan for future action
In the process of determining the future action plan, work is carried out to summarize all the necessary instructions (instructions) for the development, coordination and approval of future action plans by analyzing the existing gaps in the system, based on the report generated by the results of the production cycle assessment.
In this process:
analyzes the final information on the assessments and monitoring carried out;
proposals are prepared for further improvement of statistical activities, taking into account the opinions and suggestions of users and respondents;
a plan of future actions is developed, agreed with stakeholders and approved based on analysis and proposals.
This process may also include the creation of opportunities to monitor the impact of the approved future action plan on the stages and processes of statistical production. In turn, the results of this monitoring can be a source of information necessary for its evaluation when repeating this stage in the future.
1.4.
Determination of the list of required statistical data
In this process, a list of required data is determined, corresponding to the satisfaction of user needs, i.e. a list of statistical data to be provided, from their point of view.
At the same time, taking into account the identified needs of users, consultations and agreements with them, a draft statistical program for the next year is formed, containing the required statistical indicators, as well as draft forms of statistical observations, which are its main source of information.
2.4.
Planning of the general population and sampling
Population and sampling planning apply only to processes carried out on the basis of a specially formed sample, including those related to the collection of data through statistical observations. This process is used to create a sampling plan suitable for conducting statistical surveys in a particular area or area and, if necessary, to create a register that is the basis for sampling, determines the most appropriate criteria and methods (complete or sample observations) of sampling.
Sampling sources are administrative and statistical registers, census data and information obtained in the course of other sample surveys. Where necessary, the Producer of Official Statistics combines these sources.
3.4.
Layout of production processes
In the process of layout (location) of production processes, the layout of production systems and technologies used within the production cycle is ensured, from the collection of primary data to the dissemination of official statistics. In this process, in particular, work is being carried out to transform existing processes, systems and technologies for statistical observations, collection, processing, analysis, dissemination of data or any of them, combining several processes of various stages, setting up systems.
This process ensures the systematic functioning of the practical production processes created in process 2.6 “Planning production systems and processes” for the specified purposes.
4.4.
Completion of primary data collection
The process of completing the collection of primary data implies the completion of the collection of primary data in electronic and (or) paper form for the corresponding reporting period according to a certain form of statistical observation, control of the completeness of data coverage, as well as input (loading) of the collected primary data into the appropriate electronic software for processing.
Entering (loading) data into electronic software can be done manually or automatically.
The formation of data reflecting the completeness of their coverage for a specific form of statistical observation for the corresponding reporting period, as well as the primary database, electronic administrative databases and (or) summary tables indicates the completion of this process.
When controlling the completeness of the submission of statistical observation forms, it is established whether data have been received from all planned statistical units. In the implementation of such control, it is possible to return to process 4.3 “Conducting the collection of primary data”.
5.4.
Data editing and imputation
If the data is found to be inaccurate, missing, unreliable or out of date, then new values (indicators) can be added using various methods as part of this process, or obsolete data can be removed.
When it is necessary to make changes to primary data and (or) administrative data, as a rule, respondents and providers of administrative data are contacted and the changed data are re-obtained from them.
The specific actions implemented in this process are:
determination of the need to add new data or change them;
selection of the editing method to be used;
adding new or changing existing values (indicators);
entering new values (indicators) into the data set and marking them as changed;
updating existing or developing new metadata based on the results of editing and imputation.
6.4.
Application of measures to counter the identification of primary data
The primary data identification countermeasures process ensures that confidentiality rules are respected in the dissemination of statistical data and metadata in accordance with certain guidelines and work organization rules or methodologies developed in process 2.5. “Planning processing and analysis processes”.
This process includes work to verify that the output data (tables, files and other statistical materials) comply with confidentiality requirements, that the prepared data does not directly or indirectly identify individuals or legal entities and does not disclose individual data about them, the exclusion of such data in if they exist, creating any barriers to the disclosure of data.
The degree and method of counteracting identification varies depending on the type or category of statistical indicators.
7.4.
Advertising for the dissemination of official statistics
Advertising for the dissemination of official statistics is carried out with the aim of maximizing their distribution to the general public, expanding the circle of users, increasing user satisfaction and confidence in official statistics.
This process includes the use of various means of communication with potential users for more targeted work, as well as the use of websites, media, social networks, e-mail, etc. to facilitate the process of informing users about statistics.
In particular, to strengthen relations with users, measures should be taken to inform them about the availability of new statistical publications and materials, to create favorable conditions for users to receive statistical publications and materials.
Also, the obligatory tools for advertising official statistical data are the placement of news, advertisements and individual headings on websites on the Internet, the creation of a catalog of statistical publications, the establishment of public relations, including the organization of meetings with the media, interested departments, holding presentations, exhibitions, seminars and round tables.
1.5.
Checking the availability of the proposed data
In order to determine the correspondence of the primary sources used to the needs, clarify the conditions and methods for obtaining them, taking into account any restrictions on the use of data, as well as cases of duplication of indicators, the availability of data offered by users is checked by producers of official statistics.
This process also assesses the legal framework governing the collection and use of primary data. Based on the results of the assessment, if necessary, proposals will be considered for changing existing and adopting new legal acts, establishing cooperation with providers of administrative data, and making changes to the forms of statistical observations.
2.5.
Planning of processing and analysis processes
When planning the processing and analysis of the collected data, a methodology for processing statistical data is developed, which will be necessary for use at the stages “Data processing” and “Data analysis”. At the same time, based on the methods and sources of primary data collection, the methods and rules for coding, editing, imputation, and calculation of the obtained data are specified.
This process also includes the development of methods for combining data from different sources, checking, validating, evaluating and finalizing them in a generalized form.
3.5.
Testing of production systems
The process of testing production systems provides for testing the suitability of tools, information systems and special software related to the collection, processing, analysis and dissemination of data generated and (or) improved in processes 3.1, 3.2 and 3.3 of the stage “Formation of production processes”, checking their interaction and well-coordinated work in general.
During testing, the causes of errors and failures in systems and software are identified, the problems that have arisen in them are studied, analyzed and eliminated, decisions are made to improve information systems or special software and increase the efficiency of the system as a whole, and its complex debugging is carried out. This process ensures the harmonious operation of all decisions taken on the organization of production.
5.5.
Formation of new indicators and statistical units
As part of the process of forming new indicators and statistical units, a calculation is made for indicators and statistical units that are not clearly distinguished at the stage of collecting primary data, but are necessary for the production of the required (necessary) data.
In this process, new indicators are formed by applying arithmetic formulas in relation to one or more indicators that exist in the data set, or using various model hypotheses.
Also in this process, new statistical units may be formed by aggregating or splitting data related to statistical units or by using various other estimation methods. In particular, if the units of observation are individuals, then by summarizing the data relating to them, it will be possible to generate data for individual households, and if the units of observation are legal entities, then it will be possible to obtain data for individual enterprises.
6.5.
Completion of official statistics
As part of this process, the compliance of the generated statistical data with the intended purpose, quality level requirements and their readiness for use is checked.
The process of completing the production of official statistics includes:
verification of data compliance with the intended purpose;
determining at what level (section) the data will be published and additional explanations will be applied to them;
сompilation of supporting information, including interpretations, comments, technical notes, information notes and other necessary metadata;
preparation of supporting internal documents;
discussing previously published data with relevant industry experts;
translation of statistical materials distributed in other languages;
approval of the final content (content) of statistical material (collection, table, press release, etc.) for publication (distribution).
7.5.
User Support
As part of the user support process, registration of requests and orders of individuals and legal entities for the provision of statistical data is ensured and responses are sent to them in a timely manner.
Similar requests and orders should be reviewed regularly to inform quality management processes as they reflect new and changing user needs.
The answers provided can also be posted in the Questions and Answers section of the website, as the availability of this section to all users reduces the need to answer similar and repetitive questions from other users.
In this process are carried out:
receiving and registering user requests;
consideration of user requests and decision on the provision (or non-provision) of data;
preparing and sending responses to user requests.
This process also includes support for any partner organizations involved in the dissemination of official statistics.
1.6.
Development of a model for the formation of statistical data
The process of developing a statistical data production model includes documenting the results of all processes of the “Statistical data needs study” stage in the form of a model for the approval of the statistical data production process in a new or modified form.
The following steps are taken in this process:
determination, coordination and approval of forms of statistical observations, determination and coordination of other administrative sources, which are the main source in the formation of official statistical data;
organizing the development, coordination and approval of the draft annual statistical program, which determines the implementation of the processes of production of statistical data and its application for execution.
2.6.
Planning of production systems and processes
This process includes the planning of all processes required for the full production cycle of official statistics, in particular from the collection of primary data to the dissemination of official statistics. The correct organization of this process ensures that all processes within the production cycle are carried out efficiently without any drawbacks or excessive efforts.
When planning, the priority should be the systematic application of existing systems and technologies in a specific production process, the possibility of making new decisions when deficiencies are identified. Also, within the framework of this process, the work of personnel with production systems is analyzed, the performers who are responsible for the implementation of the planned tasks for the organization of production are clearly defined.
3.6.
Testing statistical processes
Testing of statistical processes includes work on practical testing, pilot use of production processes. As a rule, in order to ensure that statistical processes function in accordance with the expected goals, this process involves the collection of a small amount of data, as well as their processing and analysis to test data collection mechanisms.
After practical tests have been carried out and (or) used as pilots, it may be necessary to return to the adjustment, adjustment and improvement of these processes. This process allows you to make adjustments to the mechanisms, systems and components used in the production process.
5.6.
Calculation of data weights
In the process of calculating data weights, weights are calculated for individual data arrays according to the statistical methodology developed in process 2.5 “Planning processing and analysis processes”. In other words, cost indicators are formed that characterize the significance of each individual element of the observed phenomenon in their total amount.
Weighting factors are used to recalculate individual data calculated against an aggregate indicator in order to ensure their representativeness in the target population (for example, in the case of sample observations) or to correct totals in case of incomplete reporting of necessary data.
In other cases, to manage mutually inconsistent indicators, a method of weighting against these indicators may be required.
3.7.
Commissioning of production systems
In this process, measures are being taken to put into operation regulated and systematized production mechanisms, systems and technologies, including improved and newly created services. These activities include:
preparation of technical and operational documentation for the components of production systems, creation of manuals for system users;
training of users on the functioning of the production process;
commissioning of production mechanisms, information systems and software.
5.7.
Calculation of aggregated data
The aggregated data calculation process calculates aggregated data from microdata or other individual data and final aggregated data for the target population.
This process involves aggregation, i.e. summarizing data from accounts (primary data, administrative data) that have certain common characteristics (for example, by demographic or geographical classifications), as well as determining averages and dispersion indicators, weighting.
Data extrapolation work may also be included in this process. Various methods are used to assess the accuracy of indicators for the general population (distribution of sample observation data to the general population or the use of correction factors to refine the continuous observation).
5.8.
Completion of data generation
As part of the data generation completion process, the results of other processes in the Data Processing phase are brought together into a single data set and used as the primary source in the Data Analysis phase.
At times, this process can be more intermediate than final, especially in processes that “suffer” from a significant time pressure for data production, as well as in production processes where the production of preliminary and final estimates is agreed in advance.
The end result of this process is aggregated data generated and validated in the Data Processing phase.
NATIONAL MODEL for the production of statistical data
Quality Management
I.
Specifying of statistical data needs
The stage of studying the needs for statistical data includes all the work related to a clear definition of the need for their revision, the needs of users for existing, new and (or) additional statistical data.
The purpose of this stage is to consider the needs of users in official statistical data, domestic and foreign recommendations, as well as the requirements of regulatory documents, make a decision to cancel irrelevant statistical observations, organize new observations and (or) improve existing observations, develop methodological documents for the formation of statistical data, publication and dissemination of official statistics in new formats. This stage consists of six processes.
II.
Planning of production processes
The planning stage of production processes includes the planning of processes related to the production of official statistical data (collection, processing, generalization, analysis of primary data, formation and dissemination of final data).
Also, the planning of processes related to the revision and improvement of the forms of statistical observations and explanations for their completion, methodological documents on the organization and conduct of statistical observations, methodological guidelines for the calculation and formation of statistical indicators, development and updating of classifiers and reference books is carried out.
This step refines all metadata ready for future use in the production of statistics, as well as quality assurance procedures.The purpose of the stage is the development and approval of planning and organizational and methodological documents necessary for organizing the processes of production of official statistical data and their functioning. This stage consists of six processes.
III.
Formation of production processes
The stage of formation of production processes includes activities for the formation and testing of existing and adopted decisions on the organization of production in order to ensure their readiness for use in a production environment.
The results of the second stage “Planning of production processes” allow you to select mechanisms, processes, systems, information and services that are reusable in production, and all of them are assembled and completed at this stage in order to create a complete working environment for the implementation of the stage “Formation of production processes”.
At this stage, new systems, processes and services are created to eliminate identified deficiencies in existing systems and processes, fill gaps and reuse them in the future.
The purpose of the stage is to ensure the readiness of the system for the production of official statistical data for the collection of primary data, processing and analysis of data, and dissemination of official statistical data.This stage consists of seven processes.
IV.
Primary data collection
At the stage of collecting primary data, all the necessary information (data, metadata, etc.) is collected using various methods (request, collection, extraction from relevant sources, etc.), as well as their input into the appropriate software for processing.
This stage includes a sequence of actions when performing work on organizing and conducting the collection of primary data from respondents, obtaining administrative data from administrative data providers, as well as the formation of a primary data set and microdata base.
A prerequisite for the full implementation of this stage is the readiness of information systems, special software, and other necessary software products and systems for data collection. The purpose of the stage is to ensure the collection of primary data, administrative data in accordance with the annual statistical program. This stage consists of four processes.
V.
Data processing
At the stage of data processing, primary data is processed and prepared for analysis.
This stage involves the integration, classification, verification, cleaning of errors of the original primary data and the formation on their basis of the necessary aggregated and other data for the purpose of their analysis and dissemination as official statistics. For regularly produced statistical materials, this step is repeated every time. The stages “Data processing” and “Data analysis” can be iterative (multiple repetitions) or parallel. In particular, the analysis phase provides a better understanding of the data, which may lead to the need to reprocess it.
The purpose of the stage is the formation of aggregated data on statistical indicators for the purpose of further analysis.This stage consists of eight processes.
VI.
Data analysis
The data analysis phase involves the production of statistics, their detailed verification and preparation for dissemination as official statistics. The scope of this stage is the analysis of statistical data generated at the “Data Processing” stage, the identification of trends in the processes of socio-economic development, as well as the preparation of information and analytical materials that meet predetermined goals for presentation and distribution to users.
In particular, this stage also includes activities that allow statistical analysts to gain a clear understanding and understanding of the data and statistical products produced.The Data Analysis phase and its processes are generally applicable to all statistical outputs, regardless of the sources from which the data was obtained.
The purpose of the stage is the practical application of the methods and rules of statistical analysis to prepare for the presentation and dissemination of official statistics.This stage consists of five processes.
VII.
Dissemination of official statistics
At the stage of dissemination of official statistics, the dissemination of official statistics to users is carried out.The main principle of this stage is to fully satisfy the needs of users by providing free access to statistical data for a wide range of users.
This stage includes work related to the compilation, design, uploading to databases and information systems, publication in printed form, advertising, publication and distribution through various means (official websites, mass media) of official statistical data to be distributed among users.
This stage ensures equal access for all users to the statistical data published by the Producers of Official Statistics.
The purpose of the stage is to provide all categories of users with high-quality official statistical data.This stage consists of five processes.
VIII.
Evaluation of the production cycle
The evaluation phase of the production cycle evaluates specific components of the production process for official statistics.
This stage can be carried out at the end of a single process in the framework of the National Model, but it can also be carried out on an ongoing basis during the implementation of all processes. This stage is organized on the basis of data collected at various stages and processes of the production cycle, as well as monitoring results.The current phase also includes an assessment of the success of each specific phenomenon of the statistical production process, paying attention to quantitative and qualitative characteristics, in order to identify and determine improvements to be implemented in the future.
The evaluation phase should be carried out in each successive production period of statistical materials produced on a regular basis (weekly, monthly, quarterly, etc.).However, in some cases, especially in regular and well-established production processes, the evaluation stage may not be formally carried out in each successive period of production. In such cases, this step can be viewed as allowing a decision to be made that the next iterative production cycle should start with the Statistical Needs Study or other subsequent steps.
The purpose of the stage is to obtain objective and reliable information about the quality of official statistics, the level of satisfaction and trust of users in official statistics, the burden on respondents, the satisfaction of employees of producers of official statistics with the stages and processes of production.This stage consists of three processes.
1.1.
Determination of user needs for statistical data
This process involves studying the current and future needs of users of official statistics of all categories (including foreign users) in statistical data, as well as determining when, in what form and for what purposes they are needed.
Needs are also identified by studying the practice of statistical departments of foreign countries, national and international organizations involved in the production of similar statistics, as well as the methods and rules they use.
2.1.
Planning output statistics
As part of the process, producers of official statistics are planning activities for the development and (or) preparation of statistical data (including statistical publications) that will be published in the future, as well as systems and tools used at the stage of their dissemination. This includes planning work on the development and (or) improvement of samples of tables, graphs, charts and statistical publications for further publication, layouts and samples of statistical materials posted on websites, information systems and special software for publishing and publishing statistical materials, training seminars, guidelines for the design of website pages and filling in statistical publications.
Sources used in the process of planning published statistical publications and other data include metadata obtained from the previous collection of statistical data.
3.1.
Formation of primary data collection mechanisms
As part of this process, work is underway to create new or improve existing data collection mechanisms used at the “Primary Data Collection” stage. Mechanisms for data collection will be formed or improved in accordance with the plans developed during the “Planning of production processes” stage.
Data collection can be organized using one or more methods (personal or telephone surveys, paper, electronic or online observation forms or questionnaires). This process also includes preparing the content and structure of the relevant tools (observation forms and questionnaires), testing how they work in practice, such as testing questions in a statistical report or observation form.
4.1.
Formation of the general population and sampling
As part of this process, the design of the frame and sample is carried out to organize and conduct data collection processes, as provided in the “Planning the frame and sample” process.
This process involves coordinating survey process samples in one direction (to detect identical similarities or substitution of units) or sampling between survey processes in different directions using a common frame and single register data (to identify identical similarities or optimize response burden). As part of this process, quality assurance work is carried out, as well as the approval of the general population and sample. Indicators from administrative and other sources can be used as an auxiliary indicator when designing the sample.
5.1.
Data integration
In the process of data integration, the results of the processes of the “Collecting primary data” stage are summarized, i.e. aggregation of the collected data. The aggregated data may come from various external and internal sources and are the result of various data collection methods. Electronic databases and summary tables of primary and (or) administrative data are used as data sources. The integration result is an interconnected set of data.
Data integration can be carried out not only at the “Data Processing” stage, but also at all stages and processes of statistical production. After the integration, depending on the requirements for their protection, the data can be depersonalized (identifiers such as name, address are removed) in order to ensure confidentiality.
6.1.
Preparation of preliminary statistical materials
During the preparation of preliminary statistical materials, the data obtained from the results of processes 5.7 “Calculation of aggregated data” and 5.8 “Completion of data generation” are converted into the form of preliminary statistical materials. This process involves the creation of additional indicators, such as indices, trends or seasonally adjusted time series, as well as the recording of qualitative characteristics, such as coefficients of variation.
In this process, work is carried out to review the results of the output tables prepared at the “Data Processing” stage, as well as the necessary information obtained from the database or the database of ready-made documents, to build diagrams, cartograms, graphs and new tables based on the generated data.
Also, when analyzing the quality of statistical data, statistical indicators are considered for reliability and accuracy (validity, absence of errors, calculation of coefficients of variation, etc.), integrity (completeness of coverage, compliance with statistical methodology), consistency, comparability (territory, range of objects covered, unit of measurement etc.), homogeneity (the presence or absence of cases of exclusion of data, a sharp change in them, omissions).
7.1.
Update of statistical production systems
As part of the process of upgrading statistical production systems, the systems (e g databases) that store statistical data and metadata ready for dissemination are upgraded. Specifically, the system upgrade process includes: formatting of data and metadata ready for input into systems (databases) of output data; loading data and metadata into systems (databases) of output statistical data; ensuring linkage (consistency) of statistical data with the corresponding metadata.
These measures should in most cases be carried out in earlier processes, but the process of updating statistical production systems will finally check that all necessary data and metadata are available and ready for dissemination.
8.1.
Collecting data to evaluate the production cycle
Work on the formation and collection of data for evaluation can be carried out as part of any other stage or process.
This process can be carried out in various forms, including the generation and collection of user comments and suggestions, process metadata, system metrics, and employee suggestions. Also, inputs to the evaluation process can be reports on the progress of the work defined in the agreed action plan for the next period based on the results of the evaluation of the previous production period. The data collection process for the evaluation of the production cycle includes data collection activities for: evaluation of the quality of statistical data; monitoring the burden on respondents; assessing user satisfaction and trust in official statistics; monitoring staff satisfaction with the stages and processes of production.
However, specific activities may be required to evaluate certain processes, including small observations (post-enumeration controls, follow-up interviews, research on the effectiveness of data dissemination).
1.2.
Consulting with users and confirming needs
As part of this process, Producers of Official Statistics consult with stakeholders in order to accurately define their needs for statistics, including the form and timing of their submission, as well as the purposes for their further use, taking into account previously identified needs and confirming their needs.
At the same time, it is necessary to achieve a deep understanding of the needs of users, i.e. determine not only what kind of statistical data are required, but also in what context, when, in what form and, most importantly, for what reasons their formation is necessary.
2.2.
Planning of indicator descriptions
In this process, work is planned to prepare the composition of collected and generated indicators in order to prepare official statistical data and their metadata, as well as statistical classifiers and reference books.
At the same time, due to the interdependence of the processes for determining the indicators necessary for collecting data and choosing the mechanisms for their collection, with the wide use of existing domestic and foreign experience, it is advisable to carry out this process in parallel with process 2.3 “Planning for the collection of primary data”.
3.2.
Formation or improvement of processing and analysis components
The process of forming or improving the components of processing and analysis involves work on the reuse of existing or the formation of new components identified at the stage “Planning production processes” and necessary for the stages “Data processing” and “Data analysis”.
In this process, work is carried out to create new information systems or special software, make changes and (or) additions to existing information systems or special software for data processing and analysis. The process ends after the completion of the development and testing of information systems or special software for data processing and analysis, the development of related technical and operational documentation.
4.2.
Organization of primary data collection
This process ensures the readiness of personnel, production mechanisms, systems and technologies to collect data and metadata in all planned modes, and includes the following activities: preparing a data collection strategy; training of data collection personnel; ensuring that the necessary tools for data collection are available; completing the systems necessary to request and receive data; ensuring the protection of the collected data; preparation of data collection tools; notification of respondents, work with them; translation of materials into the required languages.
For non-observation sources of data collection, this process ensures that the necessary confidentiality processes, systems and procedures are in place to obtain and extract the necessary information from these sources.
5.2.
Data classification and coding
As part of this process, classification and coding of primary data are carried out. When classifying data, statistical and other classifiers, nomenclatures and reference books used in practice in the field of official statistics are used.
The process of classification and coding of primary data can be carried out automatically (or manually) by assigning numerical codes to text answers (data) in accordance with a predefined statistical classification system.
Also, some questions in the observation forms or in the administrative data source may have variants of coded response categories. Some data may be encoded using an automated process (for example, machine-reading prepared responses) or using an interactive manual process.
6.2.
Validation of statistical materials
In the process of validating statistical materials, work is carried out to determine the compliance of data collection and generation activities with previously set quality requirements and expected results. In this process, all data is collected to obtain in-depth knowledge of the particular observed area of statistics, and this knowledge is used to identify any deviations from the expected results in specific conditions and to analyze the information.Validation work may include:
verification of compliance with the established requirements of the primary data coverage indicator and response rates; comparison of statistical data with previous cycles (if applicable); checking the availability of metadata for the prepared material and the compliance of this material with the requirements of metadata and quality indicators; comparison of statistical data with other relevant (external and internal) data sources; study of discrepancies and differences in statistical data; documented evidence that the statistics produced for the observed industry are in line with the expected results.
7.2.
Preparation of official statistics for dissemination
As part of the process of preparing official statistics for dissemination, official statistics are produced in the forms planned earlier in process 2.1. “Planning statistical output”.
Official statistics produced to meet the needs of users can be presented in various forms. In particular, they may include printed publications, press releases, newsletters, tables, interactive graphics, cartograms, public open datasets, downloadable files, videos, information on official websites, etc. The standard steps for producing data for dissemination are: preparation of components of the statistical material (filling in the layout of the statistical publication, comments, tables, graphs, etc.); bringing the components into the form of a finished product (combining all the data, generalizing in the form of a finished statistical publication); review, approval, editing, checking for errors and compliance with the publication criteria of the final statistical material; production of statistical material (publication, preparation for placement in dissemination media). .
8.2.
Conducting a production cycle assessment
The evaluation process is carried out by summarizing, processing and analyzing the data obtained. In this process, the data is compared to expected or target results (if any) and summarized in an assessment report or checklist.
The quality of statistical data is assessed on a five-point scale based on filling out a special questionnaire using a rating method that characterizes the degree of compliance of statistical observations and data in them with the main quality criteria.
Work on monitoring the burden on respondents is carried out by summarizing data on the time spent by respondents on filling out forms of statistical observations. Based on the data obtained, the reasons for the high labor intensity of filling out the forms of statistical observations are clarified. In assessing the level of user satisfaction and trust in official statistics, the responses to surveys conducted among users are summarized and analyzed. Based on this, an index of user confidence in official statistics is calculated. Monitoring of staff satisfaction with the stages and processes of production is carried out by conducting a survey among employees of state statistics bodies. Monitoring determines the level of staff satisfaction with the working environment, production stages and processes, the image of the organization, the moral and psychological climate in the team, prospects for career growth and training.
The final evaluation report should note any quality assurance issues, any deviations from expected results, and recommendations for appropriate changes to be made to each process or step based on these deficiencies.
1.3.
Establishment of goals for the formation of statistical data
As part of this process, following consultations with users, a preliminary list of statistical indicators containing the information required by them is developed. Also, these statistics and their qualitative characteristics will be agreed with users to ensure that they meet their needs.
When determining the goals for generating statistical data, consideration should be given to the confidentiality of primary data and the availability of resources for their generation.
2.3.
Planning primary data collection
In this process, methods and tools are specified that are exactly acceptable for collecting primary data. Work within this process is planned depending on the type of tools or data collection methods (electronic reports, electronic surveys, paper questionnaires, administrative databases, web scraping technologies, technologies for geospatial data, etc.).
This process includes planning methods and tools for data collection, questions and answers on observation forms, planning any formal agreements related to the provision of data, including memorandums of cooperation, and determining methods for collecting primary data.
3.3.
Formation or improvement of data dissemination components
Activities for the formation or improvement of data dissemination components are carried out in accordance with those planned in process 2.1. “Planning of output statistical data” works on the formation of new and (or) improvement of existing components and services for the dissemination of official statistical data.
This process includes the formation of new and (or) further strengthening of all existing components and services for the dissemination of official statistical data, in particular, starting from those used in the production of traditional paper publications, ending with those that provide the establishment of web services, the production of open data.
4.3.
Carrying out primary data collection
In this process, primary data is collected. Data collection is organized by obtaining primary data from respondents in paper or electronic form, conducting surveys of respondents by specialists conducting observation. As part of this process, primary data are entered into information systems and special software, primary data are entered by specialists using mobile devices at the place of direct observation, and the submission of data by respondents is taken into account.
The collection of primary data includes the following steps: collection of primary data in electronic and (or) paper form; collection of primary data in other ways; collecting administrative data from administrative data providers; verification of completed and submitted forms of statistical observation; keeping records of the submission of primary data by respondents. This process may also include monitoring the data collection process and making any necessary changes to the data collection process.
5.3.
Error checking and data validation
The error checking and data validation process examines data to identify potential problems, errors and inconsistencies, including outliers or outliers, unanswered questions, and coding errors. Audits document that the established data production processes, including data collection and processing, can be carried out efficiently and effectively.
Error checking and data validation can be applied to data from any type of source (primary data, administrative data, etc.), including before or after their integration, as well as to imputed data in the "Data Editing and Imputation" process. While this process is about identifying and correcting actual or potential errors, any corrections that make significant changes to the data are made as part of the Data Editing and Imputation process.
6.3.
Preparation of interpretations and explanations for statistical materials
In the process of preparing interpretations and explanations for statistical materials, their deep understanding is achieved and the basis for the correct interpretation of official statistics is created.
Interpretation, clarification and correct interpretation of statistical materials are provided through a comprehensive review of statistical data using various mechanisms and approaches, an assessment of how well they reflect pre-planned and expected results, as well as in-depth statistical analysis. Advanced statistical analysis includes: time series analysis; analysis of compatibility and comparability of data; analysis of cases of data revision (analysis of differences between the data of the initial assessment and the revised data); analysis of asymmetries (differences with data from other countries) of data, etc.
7.3.
Managing the dissemination of official statistics
As part of managing the dissemination of official statistical data, all conditions are ensured for organizing the publication and dissemination of official statistical data, including compliance with the terms, forms and methods of their publication. This process includes holding press conferences, briefings for specific user groups such as the media or relevant stakeholders, and the imposition of any prohibitions on the disclosure of official statistics before they are released.
Also in this process is the following: delivery of official statistical data to users (in paper and electronic form) based on approved lists; publication of open statistics on the websites of Producers of Official Statistics; publication of statistical data in the media; providing users with access to an open database available on the websites of producers of official statistics in the "on-line" mode; provision of official statistical data in accordance with bilateral agreements and treaties, at the request of users; creating opportunities for the use of confidential statistical data for research purposes; exchange of statistical data at the international level.
8.3.
Defining a plan for future action
In the process of determining the future action plan, work is carried out to summarize all the necessary instructions (instructions) for the development, coordination and approval of future action plans by analyzing the existing gaps in the system, based on the report generated by the results of the production cycle assessment.
In this process: analyzes the final information on the assessments and monitoring carried out; proposals are prepared for further improvement of statistical activities, taking into account the opinions and suggestions of users and respondents; a plan of future actions is developed, agreed with stakeholders and approved based on analysis and proposals.
This process may also include the creation of opportunities to monitor the impact of the approved future action plan on the stages and processes of statistical production. In turn, the results of this monitoring can be a source of information necessary for its evaluation when repeating this stage in the future.
1.4.
Determination of the list of required statistical data
In this process, a list of required data is determined, corresponding to the satisfaction of user needs, i.e. a list of statistical data to be provided, from their point of view.
At the same time, taking into account the identified needs of users, consultations and agreements with them, a draft statistical program for the next year is formed, containing the required statistical indicators, as well as draft forms of statistical observations, which are its main source of information.
2.4.
Planning of the general population and sampling
Population and sampling planning apply only to processes carried out on the basis of a specially formed sample, including those related to the collection of data through statistical observations. This process is used to create a sampling plan suitable for conducting statistical surveys in a particular area or area and, if necessary, to create a register that is the basis for sampling, determines the most appropriate criteria and methods (complete or sample observations) of sampling.
Sampling sources are administrative and statistical registers, census data and information obtained in the course of other sample surveys. Where necessary, the Producer of Official Statistics combines these sources.
3.4.
Layout of production processes
In the process of layout (location) of production processes, the layout of production systems and technologies used within the production cycle is ensured, from the collection of primary data to the dissemination of official statistics. In this process, in particular, work is being carried out to transform existing processes, systems and technologies for statistical observations, collection, processing, analysis, dissemination of data or any of them, combining several processes of various stages, setting up systems.
This process ensures the systematic functioning of the practical production processes created in process 2.6 “Planning production systems and processes” for the specified purposes.
4.4.
Completion of primary data collection
The process of completing the collection of primary data implies the completion of the collection of primary data in electronic and (or) paper form for the corresponding reporting period according to a certain form of statistical observation, control of the completeness of data coverage, as well as input (loading) of the collected primary data into the appropriate electronic software for processing.
Entering (loading) data into electronic software can be done manually or automatically.
The formation of data reflecting the completeness of their coverage for a specific form of statistical observation for the corresponding reporting period, as well as the primary database, electronic administrative databases and (or) summary tables indicates the completion of this process. When controlling the completeness of the submission of statistical observation forms, it is established whether data have been received from all planned statistical units. In the implementation of such control, it is possible to return to process 4.3 “Conducting the collection of primary data”.
5.4.
Data editing and imputation
If the data is found to be inaccurate, missing, unreliable or out of date, then new values (indicators) can be added using various methods as part of this process, or obsolete data can be removed.
When it is necessary to make changes to primary data and (or) administrative data, as a rule, respondents and providers of administrative data are contacted and the changed data are re-obtained from them. The specific actions implemented in this process are: determination of the need to add new data or change them; selection of the editing method to be used; adding new or changing existing values (indicators); entering new values (indicators) into the data set and marking them as changed; updating existing or developing new metadata based on the results of editing and imputation.
6.4.
Application of measures to counter the identification of primary data
The primary data identification countermeasures process ensures that confidentiality rules are respected in the dissemination of statistical data and metadata in accordance with certain guidelines and work organization rules or methodologies developed in process 2.5. “Planning processing and analysis processes”.
This process includes work to verify that the output data (tables, files and other statistical materials) comply with confidentiality requirements, that the prepared data does not directly or indirectly identify individuals or legal entities and does not disclose individual data about them, the exclusion of such data in if they exist, creating any barriers to the disclosure of data. The degree and method of counteracting identification varies depending on the type or category of statistical indicators.
7.4.
Advertising for the dissemination of official statistics
Advertising for the dissemination of official statistics is carried out with the aim of maximizing their distribution to the general public, expanding the circle of users, increasing user satisfaction and confidence in official statistics.
This process includes the use of various means of communication with potential users for more targeted work, as well as the use of websites, media, social networks, e-mail, etc. to facilitate the process of informing users about statistics. In particular, to strengthen relations with users, measures should be taken to inform them about the availability of new statistical publications and materials, to create favorable conditions for users to receive statistical publications and materials.
Also, the obligatory tools for advertising official statistical data are the placement of news, advertisements and individual headings on websites on the Internet, the creation of a catalog of statistical publications, the establishment of public relations, including the organization of meetings with the media, interested departments, holding presentations, exhibitions, seminars and round tables.
1.5.
Checking the availability of the proposed data
In order to determine the correspondence of the primary sources used to the needs, clarify the conditions and methods for obtaining them, taking into account any restrictions on the use of data, as well as cases of duplication of indicators, the availability of data offered by users is checked by producers of official statistics.
This process also assesses the legal framework governing the collection and use of primary data. Based on the results of the assessment, if necessary, proposals will be considered for changing existing and adopting new legal acts, establishing cooperation with providers of administrative data, and making changes to the forms of statistical observations.
2.5.
Planning of processing and analysis processes
When planning the processing and analysis of the collected data, a methodology for processing statistical data is developed, which will be necessary for use at the stages “Data processing” and “Data analysis”. At the same time, based on the methods and sources of primary data collection, the methods and rules for coding, editing, imputation, and calculation of the obtained data are specified.
This process also includes the development of methods for combining data from different sources, checking, validating, evaluating and finalizing them in a generalized form.
3.5.
Testing of production systems
The process of testing production systems provides for testing the suitability of tools, information systems and special software related to the collection, processing, analysis and dissemination of data generated and (or) improved in processes 3.1, 3.2 and 3.3 of the stage “Formation of production processes”, checking their interaction and well-coordinated work in general.
During testing, the causes of errors and failures in systems and software are identified, the problems that have arisen in them are studied, analyzed and eliminated, decisions are made to improve information systems or special software and increase the efficiency of the system as a whole, and its complex debugging is carried out. This process ensures the harmonious operation of all decisions taken on the organization of production.
5.5.
Formation of new indicators and statistical units
As part of the process of forming new indicators and statistical units, a calculation is made for indicators and statistical units that are not clearly distinguished at the stage of collecting primary data, but are necessary for the production of the required (necessary) data.
In this process, new indicators are formed by applying arithmetic formulas in relation to one or more indicators that exist in the data set, or using various model hypotheses. Also in this process, new statistical units may be formed by aggregating or splitting data related to statistical units or by using various other estimation methods. In particular, if the units of observation are individuals, then by summarizing the data relating to them, it will be possible to generate data for individual households, and if the units of observation are legal entities, then it will be possible to obtain data for individual enterprises.
6.5.
Completion of official statistics
As part of this process, the compliance of the generated statistical data with the intended purpose, quality level requirements and their readiness for use is checked. The process of completing the production of official statistics includes: verification of data compliance with the intended purpose; determining at what level (section) the data will be published and additional explanations will be applied to them; сompilation of supporting information, including interpretations, comments, technical notes, information notes and other necessary metadata; preparation of supporting internal documents; discussing previously published data with relevant industry experts; translation of statistical materials distributed in other languages; approval of the final content (content) of statistical material (collection, table, press release, etc.) for publication (distribution).
7.5.
User Support
As part of the user support process, registration of requests and orders of individuals and legal entities for the provision of statistical data is ensured and responses are sent to them in a timely manner. Similar requests and orders should be reviewed regularly to inform quality management processes as they reflect new and changing user needs.
The answers provided can also be posted in the Questions and Answers section of the website, as the availability of this section to all users reduces the need to answer similar and repetitive questions from other users. In this process are carried out: receiving and registering user requests; consideration of user requests and decision on the provision (or non-provision) of data; preparing and sending responses to user requests. This process also includes support for any partner organizations involved in the dissemination of official statistics.
1.6.
Development of a model for the formation of statistical data
The process of developing a statistical data production model includes documenting the results of all processes of the “Statistical data needs study” stage in the form of a model for the approval of the statistical data production process in a new or modified form.
The following steps are taken in this process: determination, coordination and approval of forms of statistical observations, determination and coordination of other administrative sources, which are the main source in the formation of official statistical data; organizing the development, coordination and approval of the draft annual statistical program, which determines the implementation of the processes of production of statistical data and its application for execution.
2.6.
Planning of production systems and processes
This process includes the planning of all processes required for the full production cycle of official statistics, in particular from the collection of primary data to the dissemination of official statistics. The correct organization of this process ensures that all processes within the production cycle are carried out efficiently without any drawbacks or excessive efforts.
When planning, the priority should be the systematic application of existing systems and technologies in a specific production process, the possibility of making new decisions when deficiencies are identified. Also, within the framework of this process, the work of personnel with production systems is analyzed, the performers who are responsible for the implementation of the planned tasks for the organization of production are clearly defined.
3.6.
Testing statistical processes
Testing of statistical processes includes work on practical testing, pilot use of production processes. As a rule, in order to ensure that statistical processes function in accordance with the expected goals, this process involves the collection of a small amount of data, as well as their processing and analysis to test data collection mechanisms.
After practical tests have been carried out and (or) used as pilots, it may be necessary to return to the adjustment, adjustment and improvement of these processes. This process allows you to make adjustments to the mechanisms, systems and components used in the production process.
5.6.
Calculation of data weights
In the process of calculating data weights, weights are calculated for individual data arrays according to the statistical methodology developed in process 2.5 “Planning processing and analysis processes”. In other words, cost indicators are formed that characterize the significance of each individual element of the observed phenomenon in their total amount.
Weighting factors are used to recalculate individual data calculated against an aggregate indicator in order to ensure their representativeness in the target population (for example, in the case of sample observations) or to correct totals in case of incomplete reporting of necessary data. In other cases, to manage mutually inconsistent indicators, a method of weighting against these indicators may be required.
3.7.
Commissioning of production systems
In this process, measures are being taken to put into operation regulated and systematized production mechanisms, systems and technologies, including improved and newly created services. These activities include: preparation of technical and operational documentation for the components of production systems, creation of manuals for system users; training of users on the functioning of the production process; commissioning of production mechanisms, information systems and software.
5.7.
Calculation of aggregated data
The aggregated data calculation process calculates aggregated data from microdata or other individual data and final aggregated data for the target population. This process involves aggregation, i.e. summarizing data from accounts (primary data, administrative data) that have certain common characteristics (for example, by demographic or geographical classifications), as well as determining averages and dispersion indicators, weighting.
Data extrapolation work may also be included in this process. Various methods are used to assess the accuracy of indicators for the general population (distribution of sample observation data to the general population or the use of correction factors to refine the continuous observation).
5.8.
Completion of data generation
As part of the data generation completion process, the results of other processes in the Data Processing phase are brought together into a single data set and used as the primary source in the Data Analysis phase.
At times, this process can be more intermediate than final, especially in processes that “suffer” from a significant time pressure for data production, as well as in production processes where the production of preliminary and final estimates is agreed in advance. The end result of this process is aggregated data generated and validated in the Data Processing phase.
The GAMSO model
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Structure of the national GAMSO model
Implementation of quality systems
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- 1. Information about seminars in 2023
- 2. Seminar on the implementation of GSBPM in 2024
- Photos from seminars
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Starting from 2023, special lessons on the topic of “Ways to implement international quality management systems in the field of statistics” have been included in the following training courses of the Institute for Advanced Training and Statistical Research of the Agency of Statistics:
- Ways of further development of the national statistical system (all educational materials are prepared in the state language):
- Collection of lectures on the course
- Presentation on international quality models
- Lecture material for the lesson on quality models
- Handout for the lesson on quality models
- Organization of statistical activities and information and analytical works (all educational materials are prepared in the state language):
- Collection of lectures on the course
- Presentation on international quality models
- Lecture material for the lesson on quality models
- Handout for the lesson on quality models
Dissemination Policy
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DEPARTMENTAL POLICY
for the dissemination of official statistics of the Statistics Agency
under the President of the Republic of Uzbekistan
1. The departmental policy for the dissemination of official statistics of Statistics Agency under the President of the Republic of Uzbekistan (hereinafter referred to as the Policy) has been developed in accordance with the Law of the Republic of Uzbekistan "On Official Statistics", as part of the implementation of the Resolutions of the President of the Republic of Uzbekistan dated August 3, 2020 No.PP-4796 "On measures to further improve and develop the national statistical system of the Republic of Uzbekistan" and dated March 4, 2024 No.PP-114 "On measures to organize the activities of Statistics Agency under the President of the Republic of Uzbekistan", in order to ensure transparency of processes related to the dissemination and (or) provision of official statistics by statistical authorities to users based on the requirements of the Generic Statistical Business Process Model (GSBPM) and is aimed at fully satisfying the needs of users by providing free access to statistical data to a wide range of users.
2.This Policy does not apply to statistical data containing state secrets and other secrets protected by law.
3. The implementation of this policy reflects the goal of statistical authorities to continuously improve their activities and comply with the quality criteria adopted in the international statistical system.
4. In the process of dissemination and (or) provision of official statistics, statistical bodies carry out their activities in accordance with the legislation of the Republic of Uzbekistan, the Basic Principles of Official Statistics approved by the United Nations, and this Policy.
5. Official statistics are disseminated and/or provided to users based on the principles of independence, clarity and transparency, accuracy and reliability, impartiality and objectivity, statistical confidentiality, and relevance.
6.Official statistics are published for the purposes of analyzing and assessing the socio-economic development of the country and conducting scientific research, as well as to inform the public, ensure the rights and legitimate interests of users of official statistics.Official statistics are published in full compliance with the fundamental principles of official statistics, as well as by ensuring the confidentiality of individual statistical data and providing equal access to all.
7. The procedure for dissemination and (or) provision of official statistics produced by statistical bodies is determined by the Statistics Agency.
8. Dissemination of official statistical data includes work on summarizing (compiling), formatting, loading into databases and information systems, publishing in printed forms, propaganda, publication and dissemination through various means (official websites, mass media) of information among users.
9. The list of official statistical data and the timeframes for their formation are determined by the Statistical Program approved by the Statistical Council of the Statistics Agency. The frequency of dissemination of official statistics is determined taking into account the needs of users.
10. The publication of official statistics for users is carried out on the official website of the Statistics Agency in accordance with the “Data Publication Calendar” (hereinafter referred to as the “Calendar”), which indicates the exact date and time of preparation of statistical data. The calendar is developed on the basis of the Statistical Program for the year, broken down by quarters and months. Users will be notified of any delay in the publication date of official statistics specified in the calendar no later than 1 day before the publication date. Based on this calendar, information is updated monthly, quarterly and annually. When corrections are made to previously published information, it will be updated and users will be notified.
11. The public is informed of any change in the publication date of official statistics before the scheduled publication date. Information on changes caused by changes in statistical methodologies is published in advance on the official website of the Statistics Agency in order to inform the public about it.
12. Official statistics represent coordinated and consistent data generated from different sources using uniform standards, concepts, terms and their definitions, and classifiers. Official statistics disseminated and/or made available to users are published together with metadata and explanatory notes to enable the correct interpretation of these data.
13. When preliminary statistical data are published that are subject to subsequent revision, they are indicated as preliminary.
14. Official statistics produced to meet user needs may take many forms, including printed publications, press releases, reports, tables, interactive graphs, cartograms, publicly available open data sets, downloadable files, videos, information on official websites, etc.
15. The Agency of Statistics under the President of the Republic of Uzbekistan (hereinafter referred to as the Agency of Statistics) has the right, at the request of users of official statistics, to provide, on a paid basis, statistical data, printed and electronic publications, as well as other materials subjected to additional processing.
16. Official statistical data containing state secrets and other secrets protected by law are not subject to publication and are provided in the manner established by law.
17. Errors found in published official statistics are corrected, and the corrected data are published to inform users of official statistics. Statistical authorities may, where appropriate, comment or express an official position regarding the misuse of official statistics or misinterpretation of data.
18. Official statistics are provided to statistical agencies of foreign countries and international organizations in accordance with agreements concluded with the Statistics Agency, as well as on the basis of the exchange of official statistics.
19. Statistical authorities provide official statistical data to the media free of charge in the form of press releases, reports, comments and other information materials.
20. To monitor the implementation of this Policy:
- every year, surveys are conducted on the official website of the Statistics Agency to study the level of user satisfaction with the data provided by statistical authorities;
- international organizations conduct global and sectoral assessments of the national statistical system.
21. Users of official statistics may freely use statistical data published on the official websites of producers of official statistics and in the media, and submit requests to statistical authorities for the purpose of obtaining open statistical data not published on official websites and in the media, or with a proposal for their publication.
22. Users of official statistics are required to indicate the sources of statistical data that they used in their products (works and services).
23. Official statistics are distributed and/or provided to users in accordance with the requirements of the legislation of the Republic of Uzbekistan on information, informatization and information security, as well as ensuring the confidentiality of primary statistical data.
24. Individual data may not be used by government agencies, local government bodies and other organizations, including international ones, for the purposes of investigation, control, legal proceedings, administrative decision-making or for other purposes concerning individuals, legal entities or households.
25. The Statistics Agency shall not be held liable for decisions taken by users of official statistics in connection with the use of statistical data and their results.
Policy for the dissemination (Download)